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AVP/VP, Regulatory Reporting & Investment Compliance


London, GB

Job Function:  Investment Services Public Markets
Job Type:  Permanent
Req ID:  10282

Investment Services Public Markets
Investment Services Public Markets, or ISPM, is an integrated team that leverages data and emerging technology to provide investment services for public market investment activities strategically and tactically.  The team is responsible for business management functions for all public market investment strategies, as well as GIC’s global execution, trade and collateral operations, asset servicing, investment monitoring, market data management, network management and custody control.   The coverage extends across a spectrum of products such as equities, bonds, money market, foreign exchange, futures, collateralized securities and other derivatives. 


We are currently looking for an Assistant Vice President/Vice President to enhance our Regulatory Reporting & Investment Compliance capabilities. The Regulatory Reporting & Investment Compliance (RRIC) team specializes in researching, managing and implementing response to all regulatory provisions that affect the firm’s investments with internal and external advisors, focusing on regulatory reporting to applicable regulatory bodies globally.  Responsibilities include reviewing new products, markets, reputation analysis of all product lines as regulations evolved, as well as being the resident expert on regulatory implementation.  The group also monitors investment against restrictions / limits in all relevant jurisdictions arising from the investment activities of the public and private markets.


  • Be the regional expert for GIC’s EMEA post-trade obligations, keeping abreast of EMEA regulatory requirements and developments and responding to the obligations. 
  • Lead and support pre-trade activities during the EMEA time zone, coordinating well with the teams in Singapore and New York to ensure seamless coverage for the investment teams.
  • Manage the relationships of internal stakeholders based in London, in being able to anticipate and respond to their business needs well.
  • Leverage on internal and external advisors in EMEA to assess global regulations with good understanding and application to GIC’s investments.
  • Research, manage and implement responses to all the provisions that affect the firm, communicating implications of existing and proposed regulation to executive management, and developing potential responses.
  • Lead engagement with business and provide compliance guidance and expertise e.g. vetting of proposed transactions, new products, taking into account internal and regulatory requirements across asset classes.
  • Develops policies and procedures, including coding and reviewing of pre- and post-trade rules in execution platforms, to ensure control and appropriateness and adequacy against industry best practices and regulatory requirements. 
  • Lead change management activities to ensure compliance with all new regulatory requirements and internal risk frameworks, including the implementation of regulatory and internal trade controls.
  • Design and implement strategy plans for regulatory compliance.
  • Proactively share knowledge with team members on regulatory developments  and industry best practices.  
  • Scan, assess and recommend RegTech trends for adoption by RRIC. 
  • Develop positive teamwork and drive engagement with stakeholders.
  • Establish good local network of peers for strategic partnership.
  • Drive and support department / team initiatives (where applicable).



  • At least 8-10 years of experience within Regulatory Compliance and Investment Monitoring.
  • Well versed in all financial products across all asset classes. 
  • Good understanding of regulatory reporting and investment monitoring requirements.
  • Possesses strategic thinking and leadership skills. 
  • Possesses strong communication skills and confidence to effectively engage multiple stakeholders.
  • Possesses strong analytical skills, good working knowledge with data and able to think strategically. 
  • Experience with establishing and meeting critical deadlines, as well as tracking and driving execution.
  • Inquisitive and curious, resourceful, with a strong drive for excellence. Ability to work independently and effectively under pressure to meet multiple demands and ongoing priorities.
  • Bachelor’s degree in Legal is preferred. 

Our PRIME Values

Our PRIME Values

GIC is a values driven organization. GIC’s PRIME Values act as our compass, enabling us to fulfil our fundamental purpose and objectives. It is the foundational bedrock which governs our behaviors, our decision making, and our focus. It informs both our long-term strategy as a firm, and the way we relate to our Client, business partners and employees. PRIME stands for Prudence, Respect, Integrity, Merit and Excellence.