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Associate / AVP Regulatory Reporting & Investment Compliance

Location: 

New York, US

Job Function:  Investment Services
Job Type:  Permanent
Req ID:  8576

Associate / AVP, Regulatory Reporting & Investment Compliance

 

Investment Services Public Markets 

Investment Services Public Markets, or ISPM, is an integrated team that leverages data and emerging technology to provide investment services for public market investment activities strategically and tactically.  The team is responsible for business management functions for all public market investment strategies, as well as GIC’s global execution, trade and collateral operations, asset servicing, investment monitoring, market data management, network management and custody control.   The coverage extends across a spectrum of products such as equities, bonds, money market, foreign exchange, futures, collateralized securities and other derivatives. 

We are currently looking for an Associate or Assistant Vice President.  The Regulatory Reporting & Investment Compliance (RRIC) team specializes in researching, managing and implementing response to all regulatory provisions that affect the firm’s investments with internal and external advisors, focusing on investment monitoring and regulatory reporting to applicable regulatory bodies globally.  Responsibilities include reviewing new products, markets, reputation analysis of all product lines as regulations evolved, as well as being the resident expert on regulatory implementation.  The group also monitors investment against restrictions / limits in all relevant jurisdictions arising from the investment activities of the public and private markets.

Responsibilities

  • Partner with internal Compliance advisors to assess global regulations and be able to demonstrate understanding of the implications and applications to GIC's investment strategies.
  • Articulate the impact of new and/or existing regulations to management and relevant business stakeholders, covering the proposed implementation and response to the regulations.
  • Keep abreast of regulatory developments and industry best practices and inform the relevant business units of applicable requirements.
  • Become part of a strategic solution for process and control modifications within the group and across other relevant business units.
  • Be able to effectively implement pre and/or post controls either via rule coding across trade execution and compliance platforms, or through processes that are sustainable and scalable through time.
  • Be able to apply a regulatory compliance lens in assessing new products, business and change management activities.
  • Proficiency with digital tools and confidence in being able to manage data sets would be an added advantage.
  • Proactive in engaging the wider team and subject matter experts, with good stakeholder management.

Our PRIME Values

Our PRIME Values

GIC is a values driven organization. GIC’s PRIME Values act as our compass, enabling us to fulfil our fundamental purpose and objectives. It is the foundational bedrock which governs our behaviors, our decision making, and our focus. It informs both our long-term strategy as a firm, and the way we relate to our Client, business partners and employees. PRIME stands for Prudence, Respect, Integrity, Merit and Excellence.