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VP, Regulatory Reporting & Investment Compliance

Location: 

Singapore, SG

Job Function:  Investment Services Public Markets
Job Type:  Permanent
Req ID:  9404

 

Investment Services Public Markets

 

Investment Services Public Markets (ISPM) is an integrated team that leverages data and emerging technology to provide investment services for public market investment activities strategically and tactically.  The team is responsible for business management functions for all public market investment strategies, as well as GIC’s global execution, trade and collateral operations, asset servicing, investment monitoring, market data management, network management and custody control.   The coverage extends across a spectrum of products such as equities, bonds, money market, foreign exchange, futures, collateralized securities and other derivatives. 

 

We are currently looking for a Vice President to enhance our Regulatory Reporting & Investment Compliance capabilities.  The Regulatory Reporting & Investment Compliance (RRIC) team specializes in researching, managing and implementing response to all regulatory provisions that affect the firm’s investments with internal and external advisors, focusing on regulatory reporting to applicable regulatory bodies globally. Responsibilities include reviewing new products, markets, reputation analysis of all product lines as regulations evolved, as well as being the resident expert on regulatory implementation.  The group also monitors investment against restrictions / limits in all relevant jurisdictions arising from the investment activities of the public and private markets.

 

Requirements

 

  • Lead the pre-trade compliance function, by applying a strategic lens to the function and implementing capabilities/review processes to allow for investment flexibility while ensuring that regulatory and operational risks are mitigated.
  • Lead the deal support function, and in particular to have a solid understanding of public and private equity deals and be able to articulate the implication and application of global regulations to GIC’s investment strategies to Deal teams.
  • Demonstrate sound understanding and deep analysis when conveying the impact of new and/or existing regulations to management and relevant business stakeholders, covering the proposed implementation and response to the regulations.
  • Keep abreast of regulatory developments and industry best practices and inform the relevant business units of applicable requirements.
  • Become part of a strategic solution for process and control modifications within the group and across other relevant business units.
  • Be able to effectively implement pre and/or post trade controls either via rule coding across trade execution and compliance platforms, or through processes that are sustainable and scalable through time.
  • Be able to effectively represent RRIC in applying a regulatory compliance lens to new products, markets and business assessments, as well as change management activities.
  • Proactive and persistent in engaging the wider team and subject matter experts, with good stakeholder management.
  • Be able to engage and partner the Business Heads and Portfolio Managers on their business plans and RRIC support needed.

 

Requirements

 

  • Bachelor’s degree in either Accounting/Finance, Business, Legal or a similar field.
  • At least 8-10 years of experience within Regulatory Compliance and Investment Monitoring function.
  • Well versed in all financial products across all asset classes would be advantageous, but minimally with equity products.
  • Good understanding of regulations and investment monitoring requirements.
  • Possesses strong analytical skills, good working knowledge with data and able to think strategically.
  • Possesses strong communication skills and confidence to effectively engage multiple stakeholders, as well as lead the pre-trade team
  • Experience with establishing and meeting critical deadlines, managing multiple projects/deals concurrently as well as tracking and driving execution.
  • Naturally inquisitive, curious and resourceful, while exhibiting drive towards achieving strategic outcomes for the team.

Our PRIME Values

Our PRIME Values

GIC is a values driven organization. GIC’s PRIME Values act as our compass, enabling us to fulfil our fundamental purpose and objectives. It is the foundational bedrock which governs our behaviors, our decision making, and our focus. It informs both our long-term strategy as a firm, and the way we relate to our Client, business partners and employees. PRIME stands for Prudence, Respect, Integrity, Merit and Excellence.